How to Verify a Stock Broker, Public Register of Licence Holders and Registered Persons - (sc.com.my)

 

How to Verify a Stock Broker, Public Register of Licence Holders and Registered Persons - (sc.com.my)

 

LICENSED AND REGISTERED PERSONS

Public Register of Licence Holders and Registered Persons 

• Click here to search for entities or individuals licensed by or registered with the Securities Commission Malaysia.

Licensed Persons

• Financial Planners With Expanded Scope 
• Capital Market Intermediaries Licensed Between 1993 and 1997 (pre-CMSA)
  
  

Registered Venture Capital / Private Equity Not Featured in Public Register of License Holders and Registered Persons

• Refer to the list here if a venture capital or private equity firm is not found in the public register of licence holders and registered person.

Registered Individuals

• Marketing Representatives

*Resource link: https://www.sc.com.my/regulation/licensing/licensed-and-registered-persons

Click this link to check any entity:

https://easy.seccom.com.my:8222/